-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BWhIwBqN9eu5gzLkMovprX+O+yZ2Xm6vwTQl4j4XLnlZ+42AIXc4eRIYMq8sedTe 84PpKEfuTtO27w9mZs9rLQ== 0000950152-99-000543.txt : 19990202 0000950152-99-000543.hdr.sgml : 19990202 ACCESSION NUMBER: 0000950152-99-000543 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-31304 FILM NUMBER: 99518251 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK ONE CORP CENTRAL INDEX KEY: 0001067092 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 310738296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: ONE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60670 SC 13G/A 1 A.M. CASTLE & CO./BANK ONE CORP. AMDMT.3 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) A.M. Castle & Co. -------------------------------- (NAME OF ISSUER) Common Stock -------------------------------- (Title of Class of Securities) 148411101 -------------------------------- (CUSIP Number) December 31, 1998 -------------------------------- (Date) Check the following box if fee is being paid with this statement ----------------------------------------------------- 2 CUSIP NO. 148411101 --------- - ------------------------------------------------------------------------------- 1) Names of Reporting Persons I.R.S. No. 31-0738296 S.S. or I.R.S. Identification Nos. of BANK ONE CORPORATION Above Persons - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) --------------- (See Instructions) (b) --------------- - ------------------------------------------------------------------------------- 3) SEC Use only - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization ILLINOIS - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 2,300,444 ------------ Beneficially (6) Shared Voting Power 0 ------------ Owned by (7) Sole Dispositive Power 2,300,444 ------------ Each Reporting (8) Shared Dispositive Power 0 ------------ Person with - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially 2,300,444 ------------ Owned by Each Reporting Person - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 16.38% ------------ - ------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) HC ------------ 3 - ---------------------------------------------------------------------------- SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13G Amendment No. 3 Item 1(a) Name of Issuer: A.M. Castle & Co. -------------------- Item 1(b) Address of Issuer's principal executive offices: 3400 North Wolf Road -------------------- Franklin Park, IL -------------------- 60131 -------------------- Item 2(a) Name of person filing: BANK ONE CORPORATION Item 2(b) Address of principal business office or, One First National Plaza if none residence: Chicago, IL 60670 Item 2(c) Citizenship: Not Applicable Item 2(d) Title of class of securities: Common Stock ------------------------- Item 2(e) CUSIP No.: 148411101 ------------------------- Item 3. This statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership This beneficial ownership by BANK ONE CORPORATION with respect to common shares of A.M. Castle & Co. ----------------------------------------------------- : ------------------------------------------------------------------- (a) Amount beneficially owned: 2,300,444 --------------- (b) Percent of class 16.38% --------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,300,444 --------------- (ii) Shared power to vote or to direct the vote: 0 --------------- (iii) Sole power to dispose or to direct the disposition of: 2,300,444 --------------- (iv) Shared power to dispose or to direct the disposition of: 0 --------------- 4 Item 5. Ownership of 5 percent or less of a Class. N/A ---------- Item 6. Ownership of More than 5 percent on Behalf of Another Person. N/A --------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. First National Bank of Chicago Pegasus Funds Item 8. Identification and Classification of Members of the Group. N/A --------- Item 9. Notice of Dissolution of Group. N/A --------- Item 10. Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: 2/1/99 ------------- BANK ONE CORPORATION By: /s/ DAVID J. KUNDERT David J. Kundert EXECUTIVE VICE PRESIDENT -----END PRIVACY-ENHANCED MESSAGE-----